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Registered Representatives

We Understand Your Unique Needs

As a registered representative of Simplicity Investments, with an active FINRA Series 6 or Series 7 license, you will have access to a wide variety of products to best serve your clients.

Our Offerings

Registered Representatives

We provide a comprehensive suite of investment and insurance solutions designed to support your business growth and meet the diverse needs of your clients.

Variable Universal Life (VUL)
Private Placement Life Insurance (PPLI)
Variable Annuities (VA)
Registered Index-Linked Annuities (RILAs)
Brokerage Business
529 Plans
401(k) and Retirement Plans
Life Settlements
Mutual Funds

*In order to limit the interruption to your business, our contracting and compliance departments will help you to get everything in order as fast as possible.

Knowledge and Expertise

Simplicity Investments provides the best solutions possible to meet clients’ needs, making us a leading broker-dealer for the insurance industry.

Registered Representatives

Consistent and Valuable Marketing Communications

Registered Representatives

Consistent and Valuable Marketing Communications

Registered Representatives

Consistent and Valuable Marketing Communications

Securities offered through Simplicity Investments, Member FINRA/SIPC | BrokerCheck
475 Springfield Ave, Summit, NJ 07901 (303) 797-9080. Charter Oak Brokerage is not affiliated with Simplicity Investments.